AM.FDR/1

Exclude From Fee Disclosure

FEE DISCLOSURE REPORT

Data Tag: AM.FDR/1

Choose from Exclude From Fee Disclosure

Indicates whether specified account is eligible for inclusion in the Fee Disclosure report.

Applies during function FDR (Fee Disclosure Report) processing.

Excludes account from the Fee Disclosure Report if an account type is defined in installation master field FDR/1 and/or FDR/2.

Includes account in the Fee Disclosure Report.

Overrides installation master field FDR/1 (Fee Disclosure Account Types) and installation master field FDR/2 (Fee Disclosure Account Subtypes).

Default is N.

AM.FDR/2

Exclude Fund Level Fees

FEE DISCLOSURE REPORT

Data Tag: AM.FDR/2

Choose from Exclude Fund Level Fees

Specifies whether to exclude the fund level fees defined in the FDR group of the Security Master.

Applies during function FDR (Fee Disclosure Report) processing.

Excludes the fund level fees from the Fee Disclosure Report.

Includes the fund level fees in the Fee Disclosure Report.

Default is N.

AM.FDR/3

Account Specific Message

FEE DISCLOSURE REPORT

Data Tag: AM.FDR/3

Data Format: 20 Lines/40(A/N) per Line

Optional field.

Contains message specific the selected account to display on the Fee Disclosure Report.

Applies to function FDR (Fee Disclosure Report) processing.

Accepts 20 lines of up to 40 characters of text per line.

NOTE: This message does not override the message defined in installation master field FDR/4.

Default is blank (no message appears on the report).

AM.FDR/4

EB Head Count

FEE DISCLOSURE REPORT

Data Tag: AM.FDR/4

Data Format: 10(N)

Optional field.

Contains value used to calculate the Base Fee that appears on the Fee Disclosure Report summary.

Applies to function FDR (Fee Disclosure Report) processing.

Accepts a numeric value up to 10 digits.

Default is 0 (no fee appears on report).

AM.FDR/5

Annual Per Head Fee

FEE DISCLOSURE REPORT

Data Tag: AM.FDR/5

Data Format: 10.2(N)

Optional field.

Contains annual per head fee for active and term participants to display on the Fee Disclosure Report.

Applies to function FDR (Fee Disclosure Report).

Accepts a numeric value in 10.2 format.

Default is 0 (no fee appears on report).

AM.FDR/6

Take Per Head Fee Active

FEE DISCLOSURE REPORT

Data Tag: AM.FDR/6

Choose from Take Per Head Fee Active

Optional field.

Specifies how Annual Per Head fee is taken for active participant.

Displays fee on report as Billed to Account.

Displays fee on report as Deducted From Plan.

Displays fee on report as Paid by Participant.

Default is blank (no fee displays on report).

AM.FDR/7

Take Per Head Fee Term

FEE DISCLOSURE REPORT

Data Tag: AM.FDR/7

Choose from Take Per Head Fee Term

Optional field.

Specifies how Annual Per Head fee is taken for term participant.

Displays fee on report as Billed to Account.

Displays fee on report as Deducted From.

Displays fee on report as Paid by Participant.

Default is blank (no fee displays on report).

AM.FDR/8

Annual Form 5500 Prep Fee

FEE DISCLOSURE REPORT

Data Tag: AM.FDR/8

Data Format: 10.2(N)

Optional field.

Contains annual fee charged for preparation of Form 5500 to display on Fee Disclosure Report.

Accepts a numeric value in 10.2 format.

Default is 0 (no fee appears on report).

AM.FDR/9

Take Form 5500 Prep Fee

FEE DISCLOSURE REPORT

Data Tag: AM.FDR/9

Choose from Take Form 5500 Prep Fee

Optional field.

Specifies how fee is taken for Annual Form 5500 Preparation.

Displays fee on report as Billed to Account.

Displays fee on report as Deducted From.

Default is blank (no fee appears on report).

AM.FDR/10

Loan Initiation Fee

FEE DISCLOSURE REPORT

Data Tag: AM.FDR/10

Data Format: 10.2(N)

Optional field.

Contains Loan Initiation Feee to display on Fee Disclosure report.

Accepts a numeric value in 10.2 format.

Default is blank (no fee appears on report).

AM.FDR/11

Take Loan Initiation Fee

FEE DISCLOSURE REPORT

Data Tag: AM.FDR/11

Choose from Take Loan Initiation Fee

Optional field.

Specifies how fee is taken for Loan Initiation.

Displays fee on report as Billed to Account.

Displays fee on report as Deducted From.

Displays fee on report as Paid by Participant.

Default is blank (no fee displays on report).

AM.FDR/12

Annual Loan Maintenance Fee

FEE DISCLOSURE REPORT

Data Tag: AM.FDR/12

Data Format: 10.2(N)

Optional field.

Contains Annual Loan Maintenance Fee to display on Fee Disclosure Report.

Accepts a numeric value in 10.2 format.

Default is blank (no fee displays on the report).

AM.FDR/13

Take Loan Maintenance Fee

FEE DISCLOSURE REPORT

Data Tag: AM.FDR/13

Choose from Take Annual Loan Maintenance Fee

Optional field.

Specifies how fee is taken for Annual Loan Maintenance.

Displays fee on report as Billed to Account.

Displays fee on report as Deducted From.

Displays fee on report as Paid by Participant.

Default is blank (no fee appears on report).

AM.FDR/14

Fee per Lump Sum

FEE DISCLOSURE REPORT

Data Tag: AM.FDR/14

Data Format: 10.2(N)

Optional field.

Contains fee taken for each lump sum distribution to a participant to display on the Fee Disclosure Report.

Accepts a numeric value in 10.2 format.

Default is blank (no fee appears on report).

AM.FDR/15

Fee Per Monthly Distrib

FEE DISCLOSURE REPORT

Data Tag: AM.FDR/15

Data Format: 10.2(N)

Optional field.

Contains fee taken if participant receives monthly distributions.

Accepts a numeric value in 10.2 format.

Default is blank (no fee appears on report).

AM.FDR/16

Take Distribution Fee

FEE DISCLOSURE REPORT

Data Tag: AM.FDR/16

Choose from Take Distribution Fees

Optional field.

Specifies how fee is taken for Lump Sum and Per Monthly Distribution fees.

Displays fee on report as Billed to Account.

Displays fee on report as Deducted From.

Displays fee on report as Paid by Participant.

Default is blank (no fee appears on report).

AM.FDR/17

PCRA Additional Per Head Fee

FEE DISCLOSURE REPORT

Data Tag: AM.FDR/17

Data Format: 10.2(N)

Optional field.

Contains an additional per head fee for Personal Choice Retirement Account to display on the Fee Disclosure Report.

Accepts a numeric value in 10.2 format.

Default is blank (no fee appears on report).

AM.FDR/18

Take PCRA Per Head Fee

FEE DISCLOSURE REPORT

Data Tag: AM.FDR/18

Choose from Take Pcra Per Head Fee

Optional field.

Specifies how fee is taken for PCRA Per Head fee.

Displays fee on report as Billed to Account.

Displays fee on report as Deducted From.

Displays fee on report as Paid by Participant.

Default is blank (no fee appears on report). /CE>

AM.FDR/19

PCRA Additional Wrap in BPS

FEE DISCLOSURE REPORT

Data Tag: AM.FDR/19

Data Format: 10.4(N)

Optional field.

Contains annual "Wrap Around" fee for mutual fund activity fee for Personal Choice Retirement Account.

Accepts a numeric value in 10.4 format.

Default is 0 (no fee appears on report).

AM.FDR/20

Take PCRA Additional Wrap

FEE DISCLOSURE REPORT

Data Tag: AM.FDR/20

Choose from Take Pcra Additional Wrap

Optional field.

Specifies how fee is taken for PCRA Additional Wrap.

Displays fee on report as Billed to Account.

Displays fee on report as Deducted From.

Displays fee on report as Paid by Participant.

Default is blank (no fee appears on report).

AM.FDR/21

Trails Fee in BPS

FEE DISCLOSURE REPORT

Data Tag: AM.FDR/21

Data Format: 10.4(N)

Optional field.

Contains amount paid by asset management company to distributors for mutual funds.

Accepts a numeric value in 10.4 format.

NOTE: Trails Fee in BPS always displays on the report as Paid by Provider to Bank.

Default is 0 (no fee appears on report).

AM.FDR/22

Inv Advisor Fee in BPS

FEE DISCLOSURE REPORT

Data Tag: AM.FDR/22

Data Format: 10.4(N)

Optional field.

Contains Outside Investment Advisory Fee.

Accepts a numeric value in 10.4 format.

Default is 0 (no fee appears on report).

AM.FDR/23

Banks Inv Advisor Fee in BPS

FEE DISCLOSURE REPORT

Data Tag: AM.FDR/23

Data Format: 10.4(N)

Optional field.

Contains the bank's share of the investment advisory fee.

Accepts a numeric value in 10.4 format.

Default is 0 (no fee appears on report).

AM.FDR/24

Take Inv Mgmt Fees

FEE DISCLOSURE REPORT

Data Tag: AM.FDR/24

Choose from Take Inv Mgmt Fees

Optional field.

Specifies how fees are taken for Investment Management fees.

Applies to account master fields FDR/22 and FDR/23.

Displays fee on report as Billed to Account.

Displays fee on report as Paid by Participant.

Default is blank (no fee appears on report).

AM.FDR/25

Prototype Fee Initial

FEE DISCLOSURE REPORT

Data Tag: AM.FDR/25

Data Format: 10.2(N)

Optional field.

Contains fee for initial prototype document.

Accepts a numeric value in 10.2 format.

Default is 0 (no fee appears on report).

AM.FDR/26

Prototype Fee Restatements

FEE DISCLOSURE REPORT

Data Tag: AM.FDR/26

Data Format: 10.2(N)

Optional field.

Contains fee for prototype documents for restatements.

Accepts a numeric value in 10.2 format.

Default is 0 (no fee appears on report).

AM.FDR/27

Prototype Fee Amendments

FEE DISCLOSURE REPORT

Data Tag: AM.FDR/27

Data Format: 10.2(N)

Optional field.

Contains fee for amendment to prototype document.

Accepts a numeric value in 10.2 format.

Default is 0 (no fee appears on report).

AM.FDR/28

Take Prototype Fees

FEE DISCLOSURE REPORT

Data Tag: AM.FDR/28

Choose from Take Prototype Fees

Optional field.

Specifies how fee is taken for Prototype fees.

Displays fee on report as Billed to Account.

Displays fee on report as Deducted From.

Default is blank (no fee appears on report).

AM.FDR/29

Annual Admin Fee (TPA)

FEE DISCLOSURE REPORT

Data Tag: AM.FDR/29

Data Format: 10.2(N)

Optional field.

Contains admin fee for Third Party Administrator (TPA).

Accepts a numeric value in 10.2 format.

Default is 0 (no fee appears on report).

AM.FDR/30

Take Annual Admin Fee

FEE DISCLOSURE REPORT

Data Tag: AM.FDR/30

Choose from Take Annual Admin Fee

Optional field.

Specifies how fee is taken for Annual Admin fee.

Displays fee on report as Billed to Account.

Displays fee on report as Deducted From.

Default is blank (no fee appears on report).

AM.FDR/31

Termination of Contract Fee

FEE DISCLOSURE REPORT

Data Tag: AM.FDR/31

Data Format: 10.2(N)

Optional field.

Contains fee for termination of contract to display on Fee Disclosure Report.

Accepts a numeric value in 10.2 format.

Default is 0 (no fee appears on report).

AM.FDR/32

MV for Unfunded Acct

FEE DISCLOSURE REPORT

Data Tag: AM.FDR/32

Data Format: 10.2(N)

Optional field.

Contains the market value for an unfunded account.

Accepts a numeric value in 10.2 format.

Default is 0 (no fee appears on report).

AM.FDR/33

Unfunded MV Fee in BPS

FEE DISCLOSURE REPORT

Data Tag: AM.FDR/33

Data Format: 10.4(N)

Optional field.

Contains basis point fee to apply to the unfunded market value.

Accepts a numeric value in 10.2 format.

Default is 0 (no fee appears on report).

AM.FDR/34

Investment Advisory

FEE DISCLOSURE REPORT

Data Tag: AM.FDR/34

Choose from Investment Advisory

Optional field.

Specifies whether to list Investment Advisory in Services Provided section of the report.

Displays Investment Advisory in the Services Provided section.

Does not display Investment Advisory in the Services Provided section.

Default is N.

AM.FDR/35

Self Directed Brokerage

FEE DISCLOSURE REPORT

Data Tag: AM.FDR/35

Choose from Self Directed Brokerage

Optional field.

Specifies whether to list Self Directed Brokerage in Services Provided section of the report.

Displays Self Directed Brokerage in the Services Provided section.

Does not display Self Directed Brokerage in the Services Provided section.

Default is N.

AM.FDR/36

Record Keeping

FEE DISCLOSURE REPORT

Data Tag: AM.FDR/36

Choose from Record Keeping

Optional field.

Specifies whether to list Record Keeping in Services Provided section of the report.

Displays Record Keeping in the Services Provided section.

Does not display Record Keeping in the Services Provided section.

Default is N.

AM.FDR/37

Administration

FEE DISCLOSURE REPORT

Data Tag: AM.FDR/37

Choose from Administration

Optional field.

Specifies whether to list Administration in Services Provided section of the report.

Displays Administration in the Services Provided section.

Does not display Administration in the Services Provided section.

Default is N.

AM.FDR/38

Distribution Payments

FEE DISCLOSURE REPORT

Data Tag: AM.FDR/38

Choose from Distribution Payments

Optional field.

Specifies whether to list Distribution Payments in Services Provided section of the report.

Displays Distribution Payments in the Services Provided section.

Does not display Distribution Payments in the Services Provided section.

Default is N.

AM.FDR/39

Participant Level Inv Advice

FEE DISCLOSURE REPORT

Data Tag: AM.FDR/39

Choose from Participant Level Inv Advice

Optional field.

Specifies whether to list Participant Level Investment Advice in Services Provided section of the report.

Displays Participant Level Investment Advice in the Services Provided section.

Does not display Participant Level Investment Advice in the Services Provided section.

Default is N.

AM.FDR/40

Annual Investment Review

FEE DISCLOSURE REPORT

Data Tag: AM.FDR/40

Choose from Annual Investment Review

Optional field.

Specifies whether to list Annual Investment Review in Services Provided section of the report.

Displays Annual Investment Review in the Services Provided section.

Does not display Annual Investment Review in the Services Provided section.

Default is N.

AM.FDR/41

Expense Analysis

FEE DISCLOSURE REPORT

Data Tag: AM.FDR/41

Choose from Expense Analysis

Optional field.

Specifies whether to list Expense Analysis in Services Provided section of the report.

Displays Expense Analysis in the Services Provided section.

Des not display Expense Analysis in the Services Provided section.

Default is N.

AM.FDR/42

Expense Benchmarking

FEE DISCLOSURE REPORT

Data Tag: AM.FDR/42

Choose from Expense Benchmarking

Optional field.

Specifies whether to list Expense Benchmarking in Services Provided section of the report.

Displays Expense Benchmarking in the Services Provided section.

Does not display Expense Benchmarking in the Services Provided section.

AM.FDR/43

Attend Plan Committee Mtgs

FEE DISCLOSURE REPORT

Data Tag: AM.FDR/43

Choose from Attend Plan Committee Mtgs

Optional field.

Specifies whether to list Attend Plan Committee Meetings in Services Provided section of the report.

Displays Attend Plan Committee Meetings in the Services Provided section.

Does not display Attend Plan Committee Meetings in the Services Provided section.

Default is N.

AM.FDR/44

Group Enrollment

FEE DISCLOSURE REPORT

Data Tag: AM.FDR/44

Choose from Group Enrollment

Optional field.

Specifies whether to list Group Enrollment in Services Provided section of the report.

Displays Group Enrollment in the Services Provided section.

Does not display Group Enrollment in the Services Provided section.

Default is N.

AM.FDR/45

Group Education

FEE DISCLOSURE REPORT

Data Tag: AM.FDR/45

Choose from Group Education

Optional field.

Specifies whether to list Group Education in Services Provided section of the report.

Displays Group Education in the Services Provided section.

Does not display Group Education in the Services Provided section.

Default is N.

AM.FDR/46

Individual Enrollment

FEE DISCLOSURE REPORT

Data Tag: AM.FDR/46

Choose from Individual Enrollment

Optional field.

Specifies whether to list Individual Enrollment in Services Provided section of the report.

Displays Individual Enrollment in the Services Provided section.

Does not display Individual Enrollment in the Services Provided section.

Default is N.

AM.FDR/47

Individual Education

FEE DISCLOSURE REPORT

Data Tag: AM.FDR/47

Choose from Individual Education

Optional field.

Specifies whether to list Individual Education in Services Provided section of the report.

Displays Individual Education in the Services Provided section.

Does not display Individual Education in the Services Provided section.

Default is N.

AM.FDR/48

Bank Sponsored Prototype

FEE DISCLOSURE REPORT

Data Tag: AM.FDR/48

Choose from Bank Sponsored Prototype

Optional field.

Specifies whether to list Bank Sponsored Prototype in Services Provided section of the report.

Displays Sponsor Prototype in the Services Provided section.

Does not display Sponsor Prototype in the Services Provided section.

Default is N.

AM.FDR/49

Fiduciary Status for Fee Discl

FEE DISCLOSURE REPORT

Data Tag: AM.FDR/49

Choose from Fiduciary Status Fee Discl

Required field.

Specifies whether to list Investment Advisory in Services Provided section of the report.

Displays on report as 321 - 3(21) Fiduciary - Investment Manager.

Displays on report as 321D - 3(21) Fiduciary Directed Trustee.

Displays on report as 32DS - 3(21) Fiduciary - Discretionary Trustee.

Displays on report as 321I - 3(21) Fiduciary - Investment Advisor.

Displays on report as 338 - Investment Manager/Fiduciary.

Displays on report as N - Non-Fiduciary Service Provider.

Fee Invoice Print (FIP) Group